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Lorenzo v. Securities and Exchange Commission (17-1077)

Question

Does a false statement by someone who does not retain “ultimate authority” over the statement nevertheless subject the person to a fraudulent-scheme claim under Securities Exchange Act Rule 10b-5?

Petitioner: Francis V. Lorenzo

Respondent: Securities and Exchange Commission

Granted: 2018-06-18 00:00:00

Decided: 2019-03-27 00:00:00

Argued: 2018-12-03 11:12:00

Uploaded: 2018-12-08 16:10:00

Advocates: Robert Heim, Christopher G. Michel

Links: Oyez | Opinion | Youtube

Tags: Securities Act




Christopher G. Michel

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